-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NAcwtaMJiWhAgtQgQa/WmxMy36bdt3MOogMAf0MVgGYtfgd+VbRFtWmejQA0rz2j jXirQukcvg1LvDGDZbcCuw== 0000930661-96-001539.txt : 19961113 0000930661-96-001539.hdr.sgml : 19961113 ACCESSION NUMBER: 0000930661-96-001539 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961112 SROS: NYSE GROUP MEMBERS: BOB R. SIMPSON GROUP MEMBERS: CROSS TIMBERS OIL CO GROUP MEMBERS: CROSS TIMBERS OIL COMPANY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS TIMBERS ROYALTY TRUST CENTRAL INDEX KEY: 0000881787 STANDARD INDUSTRIAL CLASSIFICATION: OIL ROYALTY TRADERS [6792] IRS NUMBER: 756415930 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42423 FILM NUMBER: 96658296 BUSINESS ADDRESS: STREET 1: 500 WEST SEVENTH ST STE 1300 STREET 2: P O BOX 1317 CITY: FORT WORTH STATE: TX ZIP: 76101-1317 BUSINESS PHONE: 8173906592 MAIL ADDRESS: STREET 2: P O BOX 1317 CITY: FORT WORTH STATE: TX ZIP: 76101-1317 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CROSS TIMBERS OIL CO CENTRAL INDEX KEY: 0000868809 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752347769 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 810 HOUSTON ST STREET 2: STE 2000 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 8178702800 MAIL ADDRESS: STREET 1: 810 HOUSTON STREET STREET 2: STE 2000 CITY: FORT WORTH STATE: TX ZIP: 76102 SC 13D/A 1 AMENDMENT #1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Cross Timbers Royalty Trust --------------------------- (Name of Issuer) Units of Beneficial Interest ---------------------------- (Title of Class of Securities) 22757R 10 9 --------------- (CUSIP Number) Louis G. Baldwin Senior Vice President and Chief Financial Officer Cross Timbers Oil Company 810 Houston Street, Suite 2000 Fort Worth, Texas 76102 (817) 870-2800 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 1, 1996 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. Page 1 of 5 SCHEDULE 13D - -------------------------------------------------------------------------------- CUSIP No. 22757R 10 9 ----------- - -------------------------------------------------------------------------------- 1) Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Cross Timbers Oil Company ------------------------- 75-2347769 ---------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) a) [X] b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Source of Funds (See Instructions) WC, BK ------- - -------------------------------------------------------------------------------- 5) Check Box if Disclosure of Legal [ ] Proceedings is Required Pursuant to Items 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) Citizenship or Place of Organization Delaware -------- - -------------------------------------------------------------------------------- 7) Sole Voting Power Number of Shares 440,440 Beneficially Owned ------- by Each Reporting ------------------------------------------------------- Person With 8) Shared Voting Power ------------------------------------------------------- 9) Sole Dispositive Power 440,440 ------- ------------------------------------------------------- 10) Shared Dispositive Power - -------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 440,440 ------- - -------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [X] - -------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 7.3% ---- - -------------------------------------------------------------------------------- 14) Type of Reporting Person (See Instructions) CO -- - -------------------------------------------------------------------------------- Page 2 of 5 ONLY THE INFORMATION REPORTED FOR THE FOLLOWING ITEMS IN THIS AMENDMENT NO. 1 TO SCHEDULE 13D ARE AMENDED FROM THE INITIAL FILING ON SCHEDULE 13D DATED OCTOBER 9, 1996 ("THE SCHEDULE 13D"). UNLESS SPECIFICALLY HEREBY AMENDED, THE INFORMATION IN THE SCHEDULE 13D REMAINS UNCHANGED. UNLESS OTHERWISE DEFINED HEREIN, ALL DEFINED TERMS USED HEREIN HAVE THE SAME MEANING AS IN THE SCHEDULE 13D. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 is hereby amended as follows: As of November 11, 1996, the total cost of Units purchased by Cross Timbers was $5.2 million. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended as follows: (a) As of November 11, 1996, Cross Timbers beneficially owns 440,440 Units or approximately 7.3% of the Issuer's outstanding Units of 6,000,000 at August 12, 1996, as reported in its Quarterly Report on Form 10-Q for its quarter ended June 30, 1996. (b) Cross Timbers has the sole voting power and dispositive power with respect to the 440,440 Units it beneficially owns. (c) Schedule II, attached hereto and incorporated herein by reference, lists all transactions in the Units effected since October 21, 1996 and through November 11, 1996 by Cross Timbers or Mr. Simpson or, to the knowledge of Cross Timbers or Mr. Simpson, by any of the persons listed on Schedule I to the Schedule 13D. Page 3 of 5 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. CROSS TIMBERS OIL COMPANY Date: November 11, 1996 By: LOUIS G. BALDWIN ------------------------------------------------- Louis G. Baldwin Senior Vice President and Chief Financial Officer BOB R. SIMPSON ----------------------------------------------------- Bob R. Simpson Page 4 of 5 SCHEDULE II TO SCHEDULE 13D The following lists all Unit purchases effected by Cross Timbers since October 21, 1996 and through November 11, 1996. All such purchases were open market transactions. Mr. Simpson has not effected any Unit transactions during this period and, to the best of Cross Timbers' and Mr. Simpson's knowledge, none of the persons listed in Schedule I of the Schedule 13D has effected any Unit transactions during this period.
Number Price Date of Shares per Share - ------------ --------- --------- 10/22/96 24,000 $12.995 10/30/96 5,000 13.000 10/31/96 27,500 13.496 11/1/96 9,500 13.500 11/4/96 3,400 13.500 11/7/96 1,800 13.500 11/8/96 400 13.500 11/11/96 3,000 13.500
Page 5 of 5
-----END PRIVACY-ENHANCED MESSAGE-----